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SEC.gov | HOME
- https://www.sec.gov/
- The Commission has proposed four separate rules related to market structure that are now open for public comment. SEC Proposes Rule to Prohibit Conflicts of Interest in Certain Securitizations The Commission has proposed a rule intended to prevent the sale of …
Securities and Exchange Commission | USAGov
- https://www.usa.gov/federal-agencies/securities-and-exchange-commission
- The Securities and Exchange Commission oversees securities exchanges, securities brokers and dealers, investment advisors, and mutual funds in an effort to promote …
SEC.gov | Check Your Investment Professional
- https://www.sec.gov/check-your-investment-professional
- Securities Laws; What We Do; Divisions & Offices. Corporation Finance; Enforcement; Investment Management; Economic and Risk Analysis; Trading and …
Securities Commission Malaysia | Home
- https://www.sc.com.my/
- The Securities Commission Malaysia (SC) today said that fintech could be a key enabler in re-building the Malaysian economy as the country recovers from the pandemic. The regulator also said it would seek to …
Securities Commission - wvsao.gov
- https://www.wvsao.gov/Securities/Default
- The Securities Commission, a division of the West Virginia State Auditor’s Office, administers and enforces The West Virginia Uniform Securities Act, The …
The Commission - Department of Banking and Securities
- https://www.dobs.pa.gov/aboutus/Pages/The-Commission.aspx
- The Banking and Securities Commission handles the adjudicatory function for the department, focusing on resolving disputes with depository, non-depository and …
Securities Commission - securities.utah.gov
- https://securities.utah.gov/securities-commission/
- The Division of Securities is advised by an independent commission comprised of five Utah citizens. Each member is appointed by the governor and serves a four year term. …
Homepage | OSC
- https://www.osc.ca/en
- The Ontario Securities Commission is an independent Crown agency that regulates Ontario’s capital markets by making rules that have the force of law and by …
Disciplined List | BCSC
- https://www.bcsc.bc.ca/enforcement/administrative-enforcement/administrative-sanctions/disciplined-list
- The list below includes everyone who has been disciplined by the British Columbia Securities Commission since 1987, including persons whose sanctions have …
US Securities and Exchange Commission and How It Protects …
- https://www.thebalancemoney.com/u-s-securities-and-exchange-commission-3305995
- The SEC gives investors confidence in the U.S. stock market. That's critical to the strong functioning of the U.S. economy. It does this by providing …
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