Sec Investment Corp Llc
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SEC.gov | Division of Investment Management
- https://www.sec.gov/investment-management
- The Division of Investment Management supports the Commission in its mission to protect investors, maintain fair, orderly and efficient markets, and facilitate capital formation. The …
Investment Company Registration and Regulation …
- https://www.sec.gov/investment/fast-answers/divisionsinvestmentinvcoreg121504
- Section 3(a)(1)(C) of the Investment Company Act defines an investment company as an issuer that is engaged or proposes to engage in the business of …
Investment Companies - sec.gov
- https://www.sec.gov/answers/mfinvco.htm
- Generally, an "investment company" is a company (corporation, business trust, partnership, or limited liability company) that issues securities and is primarily engaged …
SEC.gov | Investment Company Series and Class …
- https://www.sec.gov/open/datasets-investment_company
- A registered investment company may include one or more series, each of which invests its assets in a separate portfolio of securities. (Entered by Filer and may not correspond to …
SEC.gov | HOME
- https://www.sec.gov/
- SEC Enhances Access to Financial Disclosure Data The SEC has released Application Programming Interfaces (APIs) that aggregate financial statement data, making corporate …
SEC.gov | Investment Clubs and the SEC
- https://www.sec.gov/reportspubs/investor-publications/investor-pubs-invclub
- An investment club must register with the SEC as an investment company under the 1940 Act if: the club invests in securities; the club issues membership interests …
Securities Investor Protection Corporation - Wikipedia
- https://en.wikipedia.org/wiki/Securities_Investor_Protection_Corporation
- The Securities Investor Protection Corporation (SIPC / ˈ s ɪ p ɪ k /) is a federally mandated, non-profit, member-funded, United States corporation created under the …
Litigation Releases - SEC.gov
- https://www.sec.gov/litigation/litreleases.htm
- About Investment Professionals; Check Your Investment Professional; Investing Tools and Calculators; ... Seong Yeol Lee and Ameritrust Corporation, et al. LR-25637: …
About Investment Companies - Securities and Exchange …
- https://www.sec.gov.ph/investment-companies/about-investment-companies/
- Investment companies are divided into open-end and closed-end companies, defined as follows: (1) Open-end company means an investment company which is offering for …
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